News Room
Uphorizon, LLC Approved for New York Stock Exchange and NYSE American Equities Membership
LOS ANGELES, California, May 11, 2026 — Uphorizon, LLC, a boutique investment bank specializing in underwriting, private placements, and mergers and acquisitions, today announced that it has received approval for membership in both the New York Stock Exchange (NYSE) and NYSE American Equities, effective May 11, 2026.
Membership in the world's largest stock exchange marks a significant milestone in Uphorizon's growth, expanding the firm's capabilities in equity capital markets and reinforcing its commitment to delivering institutional-grade execution and access for its clients.
As an NYSE and NYSE American Equities member, Uphorizon joins a select group of broker-dealers with direct access to the exchanges' trading platforms, enhancing its ability to support initial public offerings, secondary offerings, and other capital markets transactions.
About Uphorizon, LLC
Uphorizon, LLC is a Los Angeles-based boutique investment bank and SEC-registered broker-dealer, and a member of FINRA and SIPC. The firm specializes in underwriting, private placements of securities, and M&A advisory services, providing institutional clients and accredited investors access to high-quality investment opportunities. Learn more at uphorizon.us.
Uphorizon Launches the Aletheia Interscholastic Essay Prize
LOS ANGELES, California, July 20, 2026 — Uphorizon, LLC today announced the launch of the Aletheia Interscholastic Essay Prize, an international essay competition designed for secondary-school students around the world.
Derived from the ancient Greek word for "unconcealment" or "truth," Aletheia describes the act of bringing what is hidden into the light. The concept reflects Uphorizon's approach to its work. As an investment bank, the firm seeks to identify long-term potential that may not yet be immediately visible—whether in businesses, ideas, or the people who create them.
Every successful enterprise begins with individuals who can analyze complex questions, exercise sound judgment, and communicate their ideas with clarity and conviction. These intellectual habits are developed long before careers in finance, entrepreneurship, or business leadership begin.
The Aletheia Interscholastic Essay Prize provides students with an opportunity to cultivate those skills through independent academic inquiry. Rather than responding to a prescribed prompt, participants select a broad theme, formulate their own research question, and develop an original, evidence-based argument.
Uphorizon established the competition in the belief that the future of business depends on the quality of the people who will lead it. By encouraging rigorous thinking, careful research, and persuasive writing, the firm aims to support the development of future leaders capable of making thoughtful decisions in an increasingly complex world.
Through the Aletheia Interscholastic Essay Prize, Uphorizon hopes to bring promising student ideas into the light, foster intellectual curiosity, and encourage young scholars to pursue independent thought with confidence and purpose.
Uphorizon, LLC Receives Approval for Nasdaq Limited Underwriting Membership
Los Angeles, California, March 18, 2026 — Uphorizon, a boutique investment bank and advisory firm, is proud to announce that it has received official approval for its Nasdaq Limited Underwriting Membership. This significant milestone allows Uphorizon to actively serve as a lead underwriter for initial public offerings on the Nasdaq Stock Market, further enhancing its ability to provide clients with efficient, innovative, and high quality capital markets solutions.
This approval reflects Uphorizon’s strong commitment to excellence, regulatory compliance, and exceptional client service. As a Nasdaq approved member, Uphorizon is well positioned to help high growth companies access the public markets and to play an expanded role in the execution of successful IPOs and follow on offerings.
Picard Medical, Inc. Announces Closing of $17 Million Initial Public Offering. Uphorizon Acts As a Financial Advisor
TUCSON, Ariz., Sept. 02, 2025 (GLOBE NEWSWIRE) -- Picard Medical, Inc. (NYSE American: PMI) (“Picard” or the “Company”), today announced that it closed its initial public offering of 4,250,000 shares of common stock, par value $0.0001 per share (the “Common Stock”) at $4.00 per share (the “Offering”). The Company has granted the underwriters an option, within 30 days from the closing date of the Offering, to purchase up to an additional 637,500 shares of Common Stock the public offering price, less underwriting discounts, to cover over-allotment, if any. The gross proceeds from the offering were $17 million, before deducting underwriting discounts and estimated offering expenses. The shares began trading on the NYSE American, LLC (“NYSE American”) under the ticker symbol “PMI” on August 29, 2025.
WestPark Capital, Inc. was Lead Manager and Sole Bookrunner for the Offering and representative of the underwriters for the Offering. Sentinel Brokers Co., Inc. was Co-Manager. E.F. Hutton & Co. and Uphorizon, LLC were financial advisors to the issuer.