News Room
Uphorizon, LLC Receives Approval for Nasdaq Limited Underwriting Membership
Los Angeles, California, March 18, 2026 — Uphorizon, a boutique investment bank and advisory firm, is proud to announce that it has received official approval for its Nasdaq Limited Underwriting Membership. This significant milestone allows Uphorizon to actively serve as a lead underwriter for initial public offerings on the Nasdaq Stock Market, further enhancing its ability to provide clients with efficient, innovative, and high quality capital markets solutions.
This approval reflects Uphorizon’s strong commitment to excellence, regulatory compliance, and exceptional client service. As a Nasdaq approved member, Uphorizon is well positioned to help high growth companies access the public markets and to play an expanded role in the execution of successful IPOs and follow on offerings.
Picard Medical, Inc. Announces Closing of $17 Million Initial Public Offering. Uphorizon Acts As a Financial Advisor
TUCSON, Ariz., Sept. 02, 2025 (GLOBE NEWSWIRE) -- Picard Medical, Inc. (NYSE American: PMI) (“Picard” or the “Company”), today announced that it closed its initial public offering of 4,250,000 shares of common stock, par value $0.0001 per share (the “Common Stock”) at $4.00 per share (the “Offering”). The Company has granted the underwriters an option, within 30 days from the closing date of the Offering, to purchase up to an additional 637,500 shares of Common Stock the public offering price, less underwriting discounts, to cover over-allotment, if any. The gross proceeds from the offering were $17 million, before deducting underwriting discounts and estimated offering expenses. The shares began trading on the NYSE American, LLC (“NYSE American”) under the ticker symbol “PMI” on August 29, 2025.
WestPark Capital, Inc. was Lead Manager and Sole Bookrunner for the Offering and representative of the underwriters for the Offering. Sentinel Brokers Co., Inc. was Co-Manager. E.F. Hutton & Co. and Uphorizon, LLC were financial advisors to the issuer.